-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Umo7bCuBsVJrwX0CTXi9kzRuX/Xz0oF8TrYK+AFUusfOGXq1/CP+9ibEnlIzI3kG yoQiMrUrNPyrVrB7+7YpzA== 0000950131-01-500982.txt : 20010501 0000950131-01-500982.hdr.sgml : 20010501 ACCESSION NUMBER: 0000950131-01-500982 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010430 GROUP MEMBERS: CITIBANK, N.A. GROUP MEMBERS: CITICORP GROUP MEMBERS: CITICORP VENTURE CAPITAL, LTD. GROUP MEMBERS: CITIGROUP HOLDINGS COMPANY GROUP MEMBERS: CITIGROUP INC GROUP MEMBERS: CITIGROUP INC. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KEMET CORP CENTRAL INDEX KEY: 0000887730 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS & ACCESSORIES [3670] IRS NUMBER: 570923789 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-42790 FILM NUMBER: 1615715 BUSINESS ADDRESS: STREET 1: 2835 KEMET WAY CITY: SIMPSONVILLE STATE: SC ZIP: 29681 BUSINESS PHONE: 8039636300 MAIL ADDRESS: STREET 1: P O BOX 5928 STREET 2: 2835 KEMET WAY CITY: SIMPSONVILLE STATE: SC ZIP: 29681 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CITIGROUP INC CENTRAL INDEX KEY: 0000831001 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 521568099 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 BUSINESS PHONE: 2125591000 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10043 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS GROUP INC DATE OF NAME CHANGE: 19950519 FORMER COMPANY: FORMER CONFORMED NAME: TRAVELERS INC DATE OF NAME CHANGE: 19940103 FORMER COMPANY: FORMER CONFORMED NAME: PRIMERICA CORP /NEW/ DATE OF NAME CHANGE: 19920703 SC 13D/A 1 dsc13da.txt AMENDMENT #3 TO SCHEDULE 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* KEMET Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, par value $.01 per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 488360108 -------------------------- (CUSIP Number) Paul C. Schorr IV Copy to: Citicorp Venture Capital, Ltd. H. Kurt von Moltke 399 Park Avenue Kirkland & Ellis New York, New York 10043 200 East Randolph Drive (212) 559-0965 Chicago, Illinois 60601 (312) 861-2295 - -------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) March 31, 2001 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of (S)(S)240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See (S)240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 15 - --------------------- --------------------- CUSIP No. 488360108 13D Page 2 of 15 Pages - --------------------- --------------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSON 1 Citicorp Venture Capital, Ltd. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS: 13-2598089 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 WC, OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 New York - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 6,427,820 (See Item 5) SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 0 OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 6,427,820 (See Item 5) PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 0 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 6,427,820 (See Item 5) - ------------------------------------------------------------------------------ CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 7.3% (See Item 5) - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 CO - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! - --------------------- --------------------- CUSIP No. 488360108 13D Page 3 of 15 Pages - --------------------- --------------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSON 1 Citibank, N.A. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS: 13-52266470 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 6,427,820 (See Item 5) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 6,427,820 (See Item 5) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 6,427,820 (See Item 5) - ------------------------------------------------------------------------------ CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 7.3% (See Item 5) - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 BK - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! - --------------------- --------------------- CUSIP No. 488360108 13D Page 4 of 15 Pages - --------------------- --------------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSON 1 Citicorp S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS: 06-1515595 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 6,427,820 (See Item 5) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 6,427,820 (See Item 5) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 6,427,820 (See Item 5) - ------------------------------------------------------------------------------ CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 7.3% (See Item 5) - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 HC - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! - --------------------- --------------------- CUSIP No. 488360108 13D Page 5 of 15 Pages - --------------------- --------------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSON 1 Citigroup Holdings Company S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS: 06-1551348 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 6,427,820 (See Item 5) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 6,427,820 (See Item 5) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 6,427,820 (See Item 5) - ------------------------------------------------------------------------------ CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 7.3% (See Item 5) - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 HC - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! - --------------------- --------------------- CUSIP No. 488360108 13D Page 6 of 15 Pages - --------------------- --------------------- - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSON 1 Citigroup Inc. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS: 52-1568099 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ SOURCE OF FUNDS* 4 OO - ------------------------------------------------------------------------------ CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [_] 5 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 6 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 7 NUMBER OF 0 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 8 6,598,382 (See Item 5) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 9 REPORTING 0 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 10 6,598,382 (See Item 5) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 11 6,598,382 (See Item 5) - ------------------------------------------------------------------------------ CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* 12 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 13 7.5% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 14 HC - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! This Amendment No. 3 to Schedule 13D (this "Amendment") amends the Schedule 13D, dated October 28, 1992 (the "Schedule 13D"), filed by Citicorp Venture Capital, Ltd., Citibank, N.A. and Citicorp, as previously amended and restated by Amendment No. 2 thereto dated January 26, 2000. Capitalized terms used herein and not defined herein have the meanings ascribed thereto in the Schedule 13D. Item 2. Identity and Background Item 2 of the Schedule 13D is hereby amended and restated in its entirety as follows: "(a) - (c) This Amendment is being jointly filed by each of the following persons pursuant to Rule 13d-(1)(f) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the "Act"): (i) Citicorp Venture Capital, Ltd. ("CVC"), (ii) Citibank, N.A. ("Citibank"), (iii) Citicorp, (iv) Citigroup Holdings Company ("Citigroup Holdings") and (v) Citigroup Inc. ("Citigroup") (collectively, the "Reporting Persons," and each a "Reporting Person"). CVC is a New York corporation. The address of its principal business office is 399 Park Avenue, New York, New York 10043. CVC is principally engaged in the business of venture capital investment. Citibank is a national banking association and is the sole stockholder of CVC. The address of its principal business office is 399 Park Avenue, New York, New York 10043. Citibank is a member of the Federal Reserve System and the Federal Deposit Insurance Corp. Citicorp is a Delaware corporation and is the sole stockholder of Citibank. Citicorp is a U.S. bank holding company. The address of its principal business office is 399 Park Avenue, New York, New York 10043. Citigroup Holdings is a Delaware corporation and is the sole stockholder of Citicorp. Citigroup Holdings is a holding company. The address of its principal business office is One Rodney Square, Wilmington, Delaware 19899. Citigroup is a Delaware corporation and is the sole stockholder of Citigroup Holdings. The address of its principal business office is 399 Park Avenue, New York, New York 10043. Citigroup is a diversified holding company whose businesses provide a broad range of financial services to consumer and corporate customers around the world. Citigroup's activities are conducted through its Global Consumer Bank, Global Corporate Bank, Asset Management and Investment Activities segments. The following information with respect to each executive officer and director of CVC and Citigroup is set forth in Schedules A and B hereto: (i) name, (ii) business address, (iii) present Page 7 of 15 principal occupation or employment and the name of any corporation or other organization in which such employment is conducted, together with the principal business and address of any such corporation or organization other than the Reporting Persons for which such information is set forth above. (d) - (f) During the last five years, none of the Reporting Persons or, to the best of the knowledge of the Reporting Persons, any of the persons listed on Schedules A and B hereto, has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or was a party to a civil proceeding of a judicial or administrative body of competent jurisdiction as a result of which such person was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding any violation with respect to such laws. The citizenship of each of the individual persons identified pursuant to paragraphs (a) through (c) is identified on Schedules A and B hereto. A joint filing agreement of the Reporting Persons is attached hereto as Exhibit H." Schedules A through F of the Schedule 13D are hereby deleted in their entirety and replaced with Schedules A and B hereto. Item 3. Source And Amount of Funds or Other Consideration Item 3 of the Schedule 13D is hereby amended by replacing the first sentence of the seventh paragraph thereof with the following: "On January 12, 2000, CVC exchanged 1,096,610 shares of Non-Voting Common Stock for 1,096,610 shares of Common Stock and transferred 2,500,000 shares of Common Stock to Citigroup Foundation ("Foundation") by gift." Item 3 of the Schedule 13D is hereby further amended by adding the following as the eighth paragraph thereof: "On June 1, 2000 the Company effected a 2-for-1 split of the Common Stock." Item 4. Purpose of Transaction Item 4 of the Schedule 13D is hereby amended by replacing the second sentence of the first paragraph thereof with the following: "As of the date of this Amendment, CVC is the beneficial owner of 6,427,820 shares of Common Stock (see Item 5)." Page 8 of 15 Item 4 of the Schedule 13D is hereby further amended by deleting the fifth paragraph thereof and by replacing the words "Schedules A through F" in the sixth paragraph thereof with the words "Schedules A and B." Item 5. Interest in Securities of the Issuer Item 5 of the Schedule 13D is hereby amended and restated in its entirety as follows: "(a)-(b) CVC beneficially owns 6,427,820 shares of Common Stock as to which CVC has the sole power to vote and the sole power to dispose, representing approximately 7.3% of the Company's Common Stock. Each of Citibank, Citicorp and Citigroup Holdings, exclusively through their holding company structure, also beneficially owns the same 6,427,820 shares of Common Stock held by CVC. The aggregate number of shares held through the holding company structure represents approximately 7.3% of the outstanding shares of the Company's Common Stock, as to which each of Citibank, Citicorp and Citigroup Holdings has shared power to vote and shared power to dispose. Citigroup, through its direct and indirect subsidiaries, beneficially owns 6,598,382 shares of Common Stock (as of March 31, 2001). The aggregate number of shares held through Citigroup's direct and indirect subsidiaries represents approximately 7.5% of the outstanding shares of the Company's Common Stock, as to which Citigroup has shared power to vote and shared power to dispose. Except as expressly set forth in this Item 5, (i) none of the Reporting Persons beneficially owns any shares of capital stock of the Company and (ii) the filing of this Amendment by CVC, Citibank, Citicorp, Citigroup Holdings and Citigroup shall not be construed as an admission that either CVC, Citibank, Citicorp, Citigroup Holdings or Citigroup is, for the purpose of Section 13(d) or 13(g) of the Act, the beneficial owner of any securities covered by this Amendment. The percentages calculated in this Item 5 are based upon 87,601,629 shares of Common Stock outstanding as of February 7, 2001, as disclosed in the Company's Quarterly Report on Form 10-Q for the period ended December 31, 2000. (c) Not applicable. (d) No person other than the Reporting Persons has the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Common Stock covered hereby, except with respect to the additional 170,562 shares of Common Stock beneficially owned by Citigroup (as of March 31, 2001) through direct and indirect subsidiaries of Citigroup (other than CVC, Citibank, Citicorp and Citigroup Holdings). Page 9 of 15 (e) Not applicable." Signatures After reasonable inquiry and to the best of their knowledge and belief, the undersigned, as to themselves only, certify that the information set forth in this statement is true, complete and correct. Dated: April 27, 2001 CITICORP VENTURE CAPITAL, LTD. By: /s/ Anthony P. Mirra ------------------------------------------ Name: Anthony P. Mirra Title: Vice President CITIBANK, N.A. By: /s/ Joseph B. Wollard ------------------------------------------ Name: Joseph B. Wollard Title: Assistant Secretary CITICORP By: /s/ Joseph B. Wollard ------------------------------------------ Name: Joseph B. Wollard Title: Assistant Secretary CITIGROUP HOLDINGS COMPANY By: /s/ Joseph B. Wollard ------------------------------------------ Name: Joseph B. Wollard Title: Assistant Secretary CITIGROUP, INC. By: /s/ Joseph B. Wollard ------------------------------------------ Name: Joseph B. Wollard Title: Assistant Secretary Page 10 of 15 SCHEDULE A EXECUTIVE OFFICERS AND DIRECTORS OF CITICORP VENTURE CAPITAL, LTD. Unless otherwise indicated, each individual is a United States citizen. If no address is given, the director's or executive officer's business address is 399 Park Avenue, New York, New York 10043. Unless otherwise indicated, each occupation set forth opposite an individual's name refers to such individual's position with Citicorp Venture Capital, Ltd.
Name, Title and Citizenship Principal Occupation and Business Address - --------------------------- ----------------------------------------- William T. Comfort Senior Vice President Director and Executive Officer Ann M. Goodbody Director Director David F. Thomas Vice President* Director and Executive Officer Michael T. Bradley Vice President Executive Officer Lauren M. Connelly Vice President and Secretary Executive Officer Charles E. Corpening Vice President Executive Officer Michael A. Delaney Vice President* Executive Officer Michael S. Gollner Vice President Executive Officer Ian D. Highet Vice President Executive Officer David Y. Howe Vice President Executive Officer Darryl A. Johnson Assistant Vice President Executive Officer Byron L. Knief Vice President Executive Officer Richard E. Mayberry Vice President Executive Officer Thomas F. McWilliams Vice President Executive Officer Anthony P. Mirra Vice President and Assistant Secretary Executive Officer
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Name, Title and Citizenship Principal Occupation and Business Address - --------------------------- ----------------------------------------- M. Saleem Muqaddam Vice President Executive Officer Paul C. Schorr IV Vice President* Executive Officer Joseph M. Silvestri Vice President Executive Officer James A. Urry Vice President Executive Officer John D. Weber Vice President Executive Officer
*Denotes the functional title of Managing Director. Page 12 of 15 SCHEDULE B EXECUTIVE OFFICERS AND DIRECTORS OF CITIGROUP INC.
Name, Title and Citizenship Principal Occupation and Business Address - --------------------------- ------------------------------------------ C. Michael Armstrong Chairman & Chief Executive Officer Director AT&T Corporation United States 295 North Maple Avenue, Room 4353L Basking Ridge, NJ 07920 Alain J.P. Belda President & Chief Executive Officer Director Alcoa Inc. Brazil 201 Isabella Street, Floor 6J12 Pittsburgh, PA 15212-5858 Kenneth J. Bialkin Partner Director Skadden, Arps, Slate, Meagher & Flom United States 4 Times Square, 44th Floor New York, NY 10036 Kenneth T. Derr Chairman & Chief Executive Officer Director Chevron Corporation United States 575 Market Street, 32nd Fl San Francisco, CA 94105 John M. Deutch Institute Professor Director Massachusetts Institute of Technology United States 77 Massachusetts Avenue, Room 6-208 Cambridge, MA 02139 The Honorable Gerald R. Ford Former President of the United States Honorary Director 40365 Sand Dune Road United States Rancho Mirage, CA 92270 Ann Dibble Jordan Consultant Director 2940 Benton Place, N.W. United States Washington, D.C. 20008-2718 Robert I. Lipp Chairman of the Board Director Travelers Property Casualty Corp. United States 205 Columbus Blvd., 9PB Hartford, CT 06183 Rueben Mark Chairman and Chief Executive Officer Director Colgate-Pamolive Company United States 300 Park Avenue New York, NY 10022-7499
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Name, Title and Citizenship Principal Occupation and Business Address - --------------------------- ----------------------------------------- Michael T. Masin Vice Chairman and President Director Verizon Communications United States 1095 Avenue of the Americas New York, NY 10036 Dudley C. Mecum Managing Director Director Capricon Holdings, G.P. United States 30 East Elm Street Greenwich, CT 06830 Richard D. Parsons Co-Chief Operating Officer Director AOL Time Warner Inc. United States 75 Rockefeller Plaza, 29th Fl New York, NY 10019 Andrall E. Pearson Founding Chairman Director TRICON Global Restaurants, Inc. United States 660 Steamboat Road Greenwich, CT 06830 Robert E. Rubin Member of the Office of the Chairman Director and Executive Officer Citigroup Inc. United States 399 Park Avenue New York, NY 10043 Franklin A. Thomas Former President Director The Ford Foundation United States 595 Madison Avenue, 33rd Fl New York, NY 10022 Sanford I. Weill Chairman and Co-Chief Executive Officer Director and Executive Officer Citigroup Inc. United States 399 Park Avenue New York, NY 10043 Arthur Zankel General Partner Director Zankel Capital Advisors, LLC United States 535 Madison Avenue New York, NY 10022 Winifred F.W. Bischoff Chairman Executive Officer Citigroup Europe United Kingdom Citigroup Centre 33 Canada Square Canary Wharf London E14 5LB United Kingdom
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Name, Title and Citizenship Principal Occupation and Business Address - --------------------------- ----------------------------------------- Michael A. Carpenter Chief Executive Officer Executive Officer Global Corporate and Investment Bank United States Citigroup Inc. 399 Park Avenue New York, NY 10043 Jay S. Fishman President & CEO Executive Officer Travelers Property Casualty Corp. United States One Tower Square, 8GS Hartford, CT 06183 Thomas Wade Jones Co-Chairman & CEO Executive Officer SSB Asset Management Group United States 399 Park Avenue New York, NY 10043 Deryck C. Maughan Vice Chairman Executive Officer Citigroup Inc. United Kingdom 399 Park Avenue New York, NY 10043 Victor J. Menezes Chairman & CEO - Citibank, N.A. Executive Officer Head of Citigroup Consumer and Corporate Business India in Emerging Markets Citigroup Inc. 399 Park Avenue New York, NY 10043 Charles O. Prince, III Chief Operating Officer - Operations and Administration Executive Officer Citigroup Inc. United States 399 Park Avenue New York, NY 10043 William R. Rhodes Vice Chairman Executive Officer Citigroup Inc. United States 399 Park Avenue, 2nd Fl New York, NY 10043 Todd S. Thomson Executive Vice President - Finance and Investments Executive Officer Citigroup Inc. United States 399 Park Avenue New York, NY 10043 Robert B. Willumstad Chief Executive Officer - Global Consumer Group Executive Officer Citigroup Inc. United States 339 Park Avenue New York, NY 10043
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